Disclosure
SEBI Registered Research Entity Registration No-INH000009816
This Disclosure Document has been prepared in compliance with the SEBI (Research ANALYST) Regulations. Its purpose is to provide key information about the Research and Recommendation Services, enabling prospective clients or clients to make informed decisions about engaging in these services before making investment decisions.
For the purpose of this Disclosure Document, S R RESEARCH ANALYTICS hereinafter referred as the Research Entity.
Descriptions about “Research Entity”
Terms and Conditions of Research Services
- The Research Services are strictly limited to offering independent research recommendations and do not include advisory services.
- The Research Entity does not guarantee returns on any recommendations provided. Investors are advised that investing or trading in stocks, indices, or other securities involves market risks. Past performance is not indicative of future outcomes.
- The Research Entity is not liable for any losses incurred by investors.
Disciplinary history
- There are no pending material litigations or legal proceedings against the Research Entity. As on date, no penalties / directions have been issued by SEBI under the SEBI Act or Regulations made there under against the Research Entity relating to Research Entity services.
Details of its associates and holding
- The Research Entity has no associates.
Disclosures with respect to Research and Recommendations Services
- The Research Entity or any of its officer/employee does not trade in securities which are subject matter of recommendation.
- There are no actual or potential conflicts of interest arising from any connection to or association with any issuer of products/ securities, including any material information or facts that might compromise its objectivity or independence in the carrying on of Research Entity services. Such conflict of interest shall be disclosed to the client as and when they arise.
- Research Entity or its employee or its associates have not received any compensation from the company which is subject matter of recommendation.
- Research Entity or its employee or its associates have not managed or co-managed the public offering of any company.
- Research Entity or its employee or its associates have not received any compensation for investment banking or merchant banking of brokerage services from the subject company.
- Research Entity or its employee or its associates have not received any compensation for products or services other than above from the subject company.
- Research Entity or its employee or its associates have not received any compensation for products or services other than above from the subject company.
- The subject company was not a client of Research Entity or its employee or its associates during twelve months preceding the date of recommendation services provided.
- Research Entity or its employee or its associates has not served as an officer, director or employee of the subject company.
- Research Entity has not been engaged in market making activity of the subject company.